NO
ONE IS
OFF LIMIT
“Firms should recognise that AML controls are vitally important to the integrity of the UK financial system.”
-The Financial Conduct Authority
JUNE 2020
Commerzbank AG (London Branch)
fined £37,805,400 for inadequate anti-money laundering (AML) systems and controls.
APRIL 2019
fined £102,163,200 for anti-money laundering (AML) breaches.
Standard Chartered Bank
JUNE 2018
fined £896,100 for anti-money laundering (AML) systems failings.
CANARA BANK
JANUARY 2018
INTERACTIVE BROKERS (UK) LIMITED
fined £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
JANUARY 2017
DEUTSCHE BANK AG
fined £163,076,224 for failing to maintain adequate anti-money laundering (AML) control framework.
TODAY
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