What we do and how we can assist you.

We have been helping  firms to achieve regulatory compliance and managing risks since 2008.

Our extensive experience and know-how working with UK regulated firms from the Financial Services Authority era, to its current successor, the Financial Conduct Authority, has given us valuable insight to help firms overcome challenges under the UK regulatory regime.

The regulations that we specialised and provided consultancy services have evolved over the period since our focus on capital markets firms and brokerage businesses to additionally adding our expertise to Crypto firms, Payment Services and E-Money Institutions. 

If your firm is looking for guidance and direction towards achieving AML and regulatory compliance within the UK regulations, please talk to us and we will be happy to discuss your requirements.

Wherever possible, try to avoid situation where the Financial Conduct Authority would considered imposing VReq or S. 166 FSMA review on your firm. Proactively consider why the regulator is concerned enough to use these tools on your firm.

We specialise in understanding your situation and concerns, so we tallored-made solutions to help your firm manage the regulation risks.

Call us to discuss your concerns without obligation.  Tab the chat button for free online chat!