Services
Review Policies and Procedures
Talk to us about review and update of your policies and procedures. We can also assist with s166 notice and remedial action requirements.
Virtual Advisor & Online Support
Quick and priority response. Cost-effective retainer rate available for virtual Compliance/AML officer. Compliance and AML cover for temporary assignments. Ad-hoc assignment undertaken.
Financial Services Permission and Registration
Application pack checklists/templates for UK brokers/Payment & E-Money institutions permission and VASPs registration with UK regulator.